Wiley Series 4 Exam Review 2016 + Test Bank: The Registered Options Principal Examination

The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.

Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2016 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

• Dozens of examples
• Assorted practice questions for each subject area covered in the exam
• Priceless test-taking tips and strategies
• Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 4 Exam Review 2016 is your ticket to passing the Series 4 test on the first try—with flying colors!

Avainsanat: Wiley Series 4 Exam Review 2016, Series 4, FINRA, Series 4 Exam, Registered Options Principal Qualification Examination, firm supervisor, firm management, firm personnel, firm options accounts, oversee trades, equity options, foreign currency options, government options, mortgage-backed securities, Options Investment Strategies, Supervision of Sales Activities, Trading Practices, Supervision of Employees, Business Conduct, Recordkeeping Requirements, Reporting Requirements, Securities Institute of America, Inc, Wiley Series 4 Exam Review 2016, Series 4, FINRA, Series 4 Exam, Registered Options Principal Qualification Examination, firm supervisor, firm management, firm personnel, firm options accounts, oversee trades, equity options, foreign currency options, government options, mortgage-backed securities, Options Investment Strategies, Supervision of Sales Activities, Trading Practices, Supervision of Employees, Business Conduct, Recordkeeping Requirements, Reporting Requirements, Securities Institute of America, Inc, General Finance & Investments