Blarcom, Jeff Van
Wiley Series 4 Exam Review 2015 + Test Bank: The Registered Options Principal Qualification Examination
The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.
Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2015 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
- Dozens of examples
- Assorted practice questions for each subject area covered in the exam
- Priceless test-taking tips and strategies
- Helpful hints on how to study for the test, manage stress, and stay focused
Wiley Series 4 Exam Review 2015is your ticket to passing the Series 4 test on the first try—with flying colors!
Avainsanat: General Finance & Investments, Series 4, FINRA
- Tekijä(t)
- Blarcom, Jeff Van
- Julkaisija
- John Wiley and Sons, Inc.
- Julkaisuvuosi
- 2015
- Kieli
- en
- Painos
- 3
- Sarja
- Wiley FINRA
- Sivumäärä
- 312 sivua
- Kategoria
- Talous
- Tiedostomuoto
- E-kirja
- eISBN (ePUB)
- 9781118857076
- Painetun ISBN
- 9781118857014