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Blarcom, Jeff Van

Wiley Series 99 Exam Review 2015 + Test Bank: The Operations Professional Qualification Examination

Blarcom, Jeff Van - Wiley Series 99 Exam Review 2015 + Test Bank: The Operations Professional Qualification Examination, ebook

114,10€

Ebook, ePUB with Adobe DRM
ISBN: 9781118857298
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Printing119 pages with an additional page accrued every 7 hours, capped at 119 pages
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The go-to guide to acing the Series 99 Exam!

Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer. The exam covers the broker-dealer business at a fundamental level, standard operations functions, investor protection and market integrity regulations, identifying and escalating regulatory red-flag issues to the appropriate person in a firm, and professional conduct and ethical standards. There are no prerequisites for the Series 99 Exam, but all candidates must be sponsored by a FINRA member firm.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 99 Exam Review 2015 arms you with everything you need to pass this challenging 100-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 99 Exam Review 2015 is your ticket to passing the Series 99 test on the first try—with flying colors!

Keywords: General Finance & Investments, Series 99, Operations Professional Qualification Examination, FINRA, broker-dealer operations, professional conduct and ethics

Author(s)
Publisher
John Wiley and Sons, Inc.
Publication year
2015
Language
en
Edition
3
Series
Wiley FINRA
Page amount
396 pages
Category
Economy
Format
Ebook
eISBN (ePUB)
9781118857298
Printed ISBN
9781118857311

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