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Blarcom, Jeff Van

Wiley Series 4 Exam Review 2015 + Test Bank: The Registered Options Principal Qualification Examination

Blarcom, Jeff Van - Wiley Series 4 Exam Review 2015 + Test Bank: The Registered Options Principal Qualification Examination, ebook

193,45€

Ebook, ePUB with Adobe DRM
ISBN: 9781118857076
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Printing94 pages with an additional page accrued every 8 hours, capped at 94 pages
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The go-to guide to acing the Series 4 Exam!

The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.

Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2015 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 4 Exam Review 2015is your ticket to passing the Series 4 test on the first try—with flying colors!

Keywords: General Finance & Investments, Series 4, FINRA

Author(s)
Publisher
John Wiley and Sons, Inc.
Publication year
2015
Language
en
Edition
3
Series
Wiley FINRA
Page amount
312 pages
Category
Economy
Format
Ebook
eISBN (ePUB)
9781118857076
Printed ISBN
9781118857014

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