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Wiley Series 55 Exam Review 2014 + Test Bank: The Equity Trader Qualification Examination

 - Wiley Series 55 Exam Review 2014 + Test Bank: The Equity Trader Qualification Examination, ebook

128,95€

Ebook, ePUB with Adobe DRM
ISBN: 9781118844656
DRM Restrictions

Printing68 pages with an additional page accrued every 11 hours, capped at 68 pages
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Wiley Series 55 Exam Review prepares candidates for the Equity Trader Qualification Examination, which qualifies a representative to trade equity and convertible debt securities on a principal or agency basis. The book addresses, among other topics, NASDAQ securities, over-the-counter securities, quotation and market maker requirements, trading halts, market halts, pre-arranged and third party trades, anti-competitive trading, and insider trading regulations. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.

Keywords: General Finance & Investments, Series 55, FINRA, Equity Trader Qualification Examination, exam review, Series 55 study guide, NASDAQ securities, over-the-counter securities, trading halts, market halts, third party trades, anti-competitive trading, trade reporting requirements, insider trading regulations

Publisher
John Wiley and Sons, Inc.
Publication year
2014
Language
en
Edition
2
Series
Wiley FINRA
Page amount
228 pages
Category
Economy
Format
Ebook
eISBN (ePUB)
9781118844656
Printed ISBN
9781118719572

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