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Wiley Series 10 Exam Review 2014 + Test Bank: The General Securities Sales Supervisor Qualification Examination--General Module

 - Wiley Series 10 Exam Review 2014 + Test Bank: The General Securities Sales Supervisor Qualification Examination--General Module, ebook

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ISBN: 9781118844441
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The Wiley Series 10 Exam Review prepares candidates for the General Securities Sales Supervisor Qualification Examination. After passing the Series 10, candidates will be qualified to supervise sales activities in corporate, municipal, and office securities, investment company products, variable contracts, and direct participation programs. This study tool features an online test bank with 67 questions per chapter to aid in preparation for the four-hour test, which includes questions covering FINRA, New York Stock Exchange, Municipal Securities Rule Board, and Securities and Exchange Commission rules.

Keywords: General Finance & Investments, FINRA, series 10Series 10, General Securities Sales Supervisor Qualification Examination, Municipal Securities Regulation, FINRA, New York Stock Exchange, Securities and Exchange Commission rules, Chicago Board Options Exchange, NASDAQ, The Securities Institute of America

Publisher
John Wiley and Sons, Inc.
Publication year
2014
Language
en
Edition
2
Series
Wiley FINRA
Page amount
330 pages
Category
Economy
Format
Ebook
eISBN (ePUB)
9781118844441
Printed ISBN
9781118719695

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