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Wiley Series 99 Exam Review 2014 + Test Bank: The Operations Professional Qualification Examination

 - Wiley Series 99 Exam Review 2014 + Test Bank: The Operations Professional Qualification Examination, ebook

114,10€

Ebook, ePUB with Adobe DRM
ISBN: 9781118844618
DRM Restrictions

Printing119 pages with an additional page accrued every 7 hours, capped at 119 pages
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Wiley Series 99 Exam Review prepares candidates for the Operations Professional Qualification Examination, which qualifies the taker to perform operation functions for a broker dealer. The book addresses fundamentals of the broker-dealer business, operations functions that support the business, regulations preserving investor protection and market integrity, regulations that drive operations processes and procedures, and professional conduct and ethical considerations. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.

Keywords: General Finance & Investments, Series 99, Operations Professional Qualification Examination, FINRA, broker-dealer operations, professional conduct and ethics

Publisher
John Wiley and Sons, Inc.
Publication year
2014
Language
en
Edition
2
Series
Wiley FINRA
Page amount
396 pages
Category
Sport, Exercise
Format
Ebook
eISBN (ePUB)
9781118844618
Printed ISBN
9781118719992

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