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Anand, Sanjay

Essentials of the Dodd-Frank Act

Anand, Sanjay - Essentials of the Dodd-Frank Act, ebook

44,70€

Ebook, ePUB with Adobe DRM
ISBN: 9781118028339
DRM Restrictions

Printing86 pages with an additional page accrued every 9 hours, capped at 86 pages
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An executive overview of the new Financial Regulations Act


This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.

  • One of the first books to provide an executive summary from a compliance perspective

  • Presents responsibilities of senior level executives regarding this new Act

  • Reveals what has changed within the regulatory environment

  • Provides tips and techniques throughout


Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.

Keywords: sanjay anand, sarbanes-oxley, SOX, Dodd-Frank Act, Sarbanes-Oxley Act

Author(s)
Publisher
John Wiley and Sons, Inc.
Publication year
2011
Language
en
Edition
1
Series
Essentials Series
Page amount
288 pages
Category
Economy
Format
Ebook
eISBN (ePUB)
9781118028339
Printed ISBN
9780470952337

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