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Mills, Annie

Essential Strategies for Financial Services Compliance

Mills, Annie - Essential Strategies for Financial Services Compliance, ebook

52,10€

Ebook, ePUB with Adobe DRM
ISBN: 9781119995159
DRM Restrictions

Printing112 pages with an additional page accrued every 7 hours, capped at 112 pages
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Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department?s activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of their responsibilities are, what to do when things go wrong, and how to deal with unusual problems.

Author(s)
Publisher
John Wiley and Sons, Inc.
Publication year
2009
Language
en
Edition
1
Page amount
376 pages
Category
Economy
Format
Ebook
eISBN (ePUB)
9781119995159
Printed ISBN
9780470519042

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