Regulation of Securities, Markets, and Transactions: A Guide to the New Environment

Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation.

• Examines the current securities rules

• Provides an overview of the latest regulations for this industry

• Includes a description of the various government regulations of securities markets, and securities transactions

Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.

Keywords: Patrick S. Collins, financial futures and options, securities-law amendments, domestic securities regulation, accounting and auditing, dealer markets, exchanges markets, self-regulatory organizations.