Sarbanes-Oxley

Part I. The Sarbanes-Oxley Act

1. What is Sarbanes-Oxley?
Terence Sheppey, Ross McGill

2. Background and Legislative Trends
Terence Sheppey, Ross McGill

3. Perspectives for the Financial Sector
Terence Sheppey, Ross McGill

4. An Overview of the Act
Terence Sheppey, Ross McGill

Part II. The Requirement: SOX and the Financial Sector

5. Why are Financial Services Affected?
Terence Sheppey, Ross McGill

6. The Public Face: Financial Reporting
Terence Sheppey, Ross McGill

7. The Impact of Cost
Terence Sheppey, Ross McGill

8. Responsibility
Terence Sheppey, Ross McGill

9. Internal Auditing
Terence Sheppey, Ross McGill

10. External Auditing
Terence Sheppey, Ross McGill

Part III. Practical Compliance

11. Building the Strategy
Terence Sheppey, Ross McGill

12. The Compliance Process
Terence Sheppey, Ross McGill

13. Compliance with Section 302
Terence Sheppey, Ross McGill

14. Compliance with Section 404
Terence Sheppey, Ross McGill

15. Compliance with Other Relevant Sections
Terence Sheppey, Ross McGill

16. Compliance in the Supply Chain
Terence Sheppey, Ross McGill

17. Internal Controls
Terence Sheppey, Ross McGill

18. Documentation, Testing, and Evaluation
Terence Sheppey, Ross McGill

19. Process and the Organization: Policies and Behavior
Terence Sheppey, Ross McGill

Part IV. Securing the Organization for Compliance

20. Risk Management
Terence Sheppey, Ross McGill

21. Intellectual Capital
Terence Sheppey, Ross McGill

22. Information Security
Terence Sheppey, Ross McGill

Part V. Solutions for Compliance: Joining the Dots

23. Frameworks for Compliance: COSO and COBIT
Terence Sheppey, Ross McGill

24. Methodologies and Frameworks
Terence Sheppey, Ross McGill

25. Professional Service Providers and Best Practice
Terence Sheppey, Ross McGill

26. The Benchmark Solution
Terence Sheppey, Ross McGill

Keywords: Business and Management, Business Mathematics, Corporate Finance, Commercial Law